The most common sanctions were cease and desist orders, officer and director and SEC bars, and monetary penalties. A cease and desist order compels a party to stop engaging in certain behavior, and the recipient of such an order can be a company or an individual. Fines or disgorgement occurred as consequences in order to financial fraudulent.
最常见的制裁被停止和终止订单,官和导演和SEC酒吧、和货币惩罚。一个停止和终止命令迫使一方停止从事某些行为,和收件人这样的订单可以是一个公司或个人。罚款或追缴发生时后果为了金融欺诈。